We strive to attract and retain the highest quality team members, maintain a culture that offers the degrees of intellectual freedom to foster innovative thought, emphasize the development and use of technological efficiencies and endeavor to provide the Team with the highest quality resources available to execute on behalf of clients.
Jack L. Macdowell, Jr., CFA
Managing Member & Chief Investment Officer
Nirvan R. Ghosh, CFA, FRM
Partner & Senior Portfolio Manager
Matthew S. Mustich
Partner, Asset Management
Haseeb M. Rahman
Partner, Trading & Analytics
Caleb J. Reed, CFA
Partner, Data Science & Analytics
Fraser T. Armstrong-Watters, CFA
Partner, Chief Financial Officer
Craig A. Fisher
General Counsel and Chief Compliance Officer
Leyla R. Mamedova
Managing Director, Risk Management
Alex Koper III
Managing Director, Originations
Chris T. Dunn, CPA
Director, Accounting
David C. Friskics
Director, Business Intelligence
Celeste S. Harkins
Director, Collateral Management
Frank H. Nee
Director, Business Intelligence
Richard C. Ho
Vice President, Risk Management
Darren S. Fahy
Senior Associate, Investments
Robert W. Spielman
Senior Associate, Data Science
Alison D. Bryant
Assistant Vice President, Transaction Management
Meredith G. Heinlein
Talent & Operations
Gladie D. Rodriguez
Assistant Vice President, Collateral Management
Jonny A. So
Associate, Investments
Jeremy M. Wik
Associate, Investments
Nathan R. Langdon
Senior Analyst, Accounting
Elijah J. Bentch
Analyst, Investments
Andre M. De Gregorio
Analyst, Investments
Chase M. Kunz
Analyst, Investments
Matthew T. Lothrop
Analyst, Investments
Joshua M. McLaughlin
Analyst, Accounting
Jacob A. Cabello
Analyst, Accounting
Spencer P. Richard
Analyst, Data
Anne W. Mwangi
Specialist, Collateral
Robert N. Swain
Analyst, Investments
BY ACCESSING OR USING OUR WEBSITE, YOU ACCEPT AND AGREE TO BE BOUND BY THESE TERMS OF USE (“TERMS OF USE”) AS THEY MAY FROM TIME TO TIME BE MODIFIED BY THE PALISADES GROUP, LLC, ITS DIVISIONS, SUBSIDIARIES OR AFFILIATES (COLLECTIVELY, “THE PALISADES GROUP”).
Our Website contains information, names, images, pictures, logos, icons, documents, and other material (the “Contents”) for your use and information. The Contents are solely for your personal use. You may not copy (other than a copy for personal use), modify, distribute, transmit, display, perform, reproduce, transfer, resell or republish any of the Contents of this Website without the prior written consent of The Palisades Group, which may be withheld in its sole discretion.
This Website is for general, informational purposes only and nothing contained herein should be relied on as investment advice. In addition, no offer or solicitation of an offer to sell or purchase any security is made pursuant to this Website and the information contained herein should not be used or relied upon in connection with the purchase or sale of any security. No representation or warranty is made concerning the investment strategies and products described on this Website, which are described only in general terms and may not be offered as described. The Palisades Group is an SEC registered investment adviser; however, SEC registration does not imply any certain level of skill or training.
The Palisades Group, at its sole discretion, may at any time make modifications, changes, and alterations to the Contents of this Website, including these Terms of Use, without notice. You are responsible for regularly reviewing these Terms of Use. Your continued use of this Website following any modifications, changes or alterations shall constitute your acceptance of such modifications, changes or alterations.
Transmissions to and from this Website or directed to The Palisades Group, including e-mails, are not sent in a secure form and can be intercepted by third parties and may not be immediately received by the appropriate business unit at The Palisades Group. Please do not communicate confidential or personal information through this Website.
Except where otherwise expressly noted or as noted below, all Contents of this Website, including the graphics, icons and overall appearance of the Website, are the sole and exclusive property of The Palisades Group. The posting of the Contents of this Website neither constitutes a waiver of any of The Palisades Group’s proprietary rights or any other party’s proprietary rights, including but not limited to, copyrights, trademarks, service marks, patents and other intellectual property, nor a transfer by implication, estoppel or otherwise of any such rights or of any license to the Website user or to any third party. Contents of this Website are protected by United States and international copyright laws, both as individual works and as a collection and by United States and international trademark laws. You agree not to delete any copyright, trademark or similar notice from any Contents that you obtain from the Website.
We may provide links to third-party Websites solely as convenient pointers to information on topics that may be useful to users of our Website and we have no control over the content on such third-party Websites. Should you choose to visit, via our link, a third party Website, The Palisades Group makes no warranties, either express or implied, concerning the content of such site, including the accuracy, completeness, reliability or suitability thereof for any particular purpose, nor does The Palisades Group warrant that such site or content is free from any claims of copyright, trademark or other infringement of the rights of third parties or that such site or content is devoid of viruses or other contamination. Links to non-The Palisades Group sites do not imply any endorsement of or responsibility for the opinions, ideas, products, information or services offered at such sites, or any representation regarding the content at such sites.
We may restrict certain portions of this Website to certain persons who have registered and obtained a password. You are responsible for the confidentiality and use of your password. Your password is an important means of protection for you. You agree to contact us immediately if you believe that an unauthorized person has obtained access to your password.
Cookies are small text data files that are sent to and stored on your computer, smartphone or other device for accessing the internet whenever you visit a website. Cookies are useful because they allow a website to recognize a user’s device. At The Palisades Group, we use cookies from our Website in two ways: (1) to analyze how you, the user, use our website so we can make our website better and to determine your likes and dislikes to help us improve your experience when using our website; and (2) to enable our website to perform for you, such as to log on to a secure area of the website.
We respect the privacy of our clients and are committed to protecting their information on our Website with the same care that we utilize for all The Palisades Group company transactions. By using our Website, you agree that The Palisades Group can use your personal data in accordance with our Privacy Policies and Privacy Notice, a copy of which is attached to this Website. To obtain the most recent version of our Privacy Notice, please contact us.
The Palisades Group makes no representation, endorsement or warranty that the Contents, Products or Services described on this Website are accurate, available, up-to-date or suitable for your particular purpose. THE WEBSITE AND ITS CONTENTS ARE PROVIDED ON AN “AS IS” BASIS. USE OF THE WEBSITE AND ITS CONTENTS IS AT THE USER’S SOLE RISK. THE WEBSITE AND ITS CONTENTS ARE PROVIDED WITHOUT ANY REPRESENTATIONS, ENDORSEMENTS OR WARRANTIES OF ANY KIND WHATSOEVER, EITHER EXPRESS OR IMPLIED, INCLUDING, BUT NOT LIMITED TO, ANY WARRANTIES OF TITLE OR ACCURACY AND ANY IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, OR NON-INFRINGEMENT.
IN NO EVENT WILL THE PALISADES GROUP, ITS REPRESENTATIVES, CONTRACTORS, OR OFFICERS, DIRECTORS OR EMPLOYEES BE LIABLE FOR ANY LOSS OR DAMAGES, INCLUDING, WITHOUT LIMITATION, DIRECT, INDIRECT, INCIDENTAL, SPECIAL, CONSEQUENTIAL OR PUNITIVE DAMAGES, LOST PROFITS OR REVENUES, WHETHER UNDER A CONTRACT, TORT OR ANY OTHER THEORY OF LIABILITY, ARISING IN CONNECTION WITH ANY PARTY’S USE OF OUR WEBSITE, ANY FAILURE, ERROR, OMISSION, INTERRUPTION, DEFECT, DELAY, COMPUTER VIRUS, LINE SYSTEM FAILURE OR LOSS OF DATA; ANY LOSS OF USE RELATED TO OUR WEBSITE; ANY WEBSITE OPERATED BY ANY THIRD PARTY; OR ANY CONTENTS OF THIS WEBSITE OR ANY OTHER WEBSITE, EVEN IF THE PALISADES GROUP IS AWARE OF THE POSSIBILITY OF SUCH DAMAGES.
The products and services of The Palisades Group are available only in the United States and other countries where permitted by law.
These Terms of Use shall be governed by and construed in accordance with the law of the State of Texas, without regard to the conflict of laws thereof, and the laws of the United States.
Disputes arising from the use of this Website shall be exclusively subject to the jurisdiction of federal or state court located in Travis County, Texas.
If a court of competent jurisdiction determines that a portion of our Terms of Use is unenforceable, such portion shall be modified solely to the extent necessary to cause such portion to be enforceable and these Terms of Use as so modified shall otherwise remain in full force and effect.
No waiver by The Palisades Group of any right under or term or provision of these Terms of Use will be deemed a waiver of any other right, term, or provision of these Terms of Use at that time or a waiver of that or any other right, term, or provision of these Terms of Use at any other time.
If you have questions or problems regarding this Website, send us an e-mail at fraser.armstrong-watters@palisades.us.com or call us at 512-361-2018.
This policy is effective as of January 2021
At The Palisades Group, LLC, we consider privacy to be fundamental to our relationship with our Clients. We are committed to maintaining the confidentiality, integrity and security of our current and former Clients’ non-public information. Accordingly, we have developed internal policies to protect confidentiality while allowing Clients’ needs to be met.
We respect your right to privacy. We also know, however, that you expect us to conduct our investment program in an accurate and efficient manner. To do so, we must collect and maintain certain non-public information about you and our other Clients. We collect this information from sources such as investment management agreements and other documents.
We will not disclose any non-public personal information about Clients who are individuals, except to our affiliates and service providers as allowed by applicable law or regulation. In the normal course of serving our Clients, information we collect may be shared with companies that perform various services, such as our accountants, auditors, attorneys, broker-dealers and fund administrator. Specifically, we may disclose to these service providers non-public personal information, including:
Any party that receives this information must agree to use it only for the services required and as allowed by applicable law or regulation, and is not permitted to share or use this information for any other purpose. To protect the personal information of individuals, we permit access only by authorized employees who need access to that information to provide services to us and to our Clients.
To guard Clients’ non-public personal information, we maintain physical, electronic, and procedural safeguards that comply with U.S. federal standards. An individual investor’s right to privacy extends to all forms of contact with us, including telephone, written correspondence, and electronic media, such as the Internet.
We note, however, that notwithstanding the foregoing, we reserve the right to disclose non-public personal information about Clients to any person or entity, including without limitation any governmental agency, regulatory authority or self-regulatory organization having jurisdiction over us or our affiliates, if (i) we determine in our discretion that such disclosure is necessary or advisable pursuant to or in connection with any United States federal, state, or local, or non U.S., law, rule, regulation, executive order or policy, including, without limitation, any anti-money laundering law and the USA PATRIOT Act of 2001 and (ii) such disclosure is not otherwise prohibited by law, rule, regulation, executive order or policy.
Social Media Disclosures
The Palisades Group, LLC (collectively with its divisions, subsidiaries and affiliates, “Palisades”) is an investment adviser registered with the U.S. Securities and Exchange Commission. Palisades may sponsor and post content on or through pages, profiles, accounts, feeds, channels or other portions of various social media platforms, including but not limited to LinkedIn and Twitter for educational, promotional or other business reasons.
About Palisades Social Media Posts
No content posted by Palisades on any social media platform constitutes an offer to sell, or a solicitation of an offer to buy, shares of any investment product to any person in any jurisdiction in which an offer, solicitation, purchase or sale would be unlawful under the laws of such jurisdiction. Additionally, all content posted by Palisades on any social media platform is intended for informational purposes only and should not be considered as investment advice or a recommendation to invest in any particular security, strategy or investment product.
Content posted by Palisades on social media may include statements concerning financial market trends, and are based on current market conditions, which will fluctuate and may be superseded by subsequent market events or for other reasons. Historic market trends are not reliable indicators of actual future market behavior or future performance of any particular investment which may differ materially, and they should not be relied upon as such. The investment strategy and broad themes discussed in content posted by Palisades may be unsuitable for investors depending on their specific investment objectives and financial situation. Information contained in content posted by Palisades has been obtained from sources believed to be reliable, but Palisades does not make any representations regarding the accuracy of such information. Content posted by Palisades on social media is posted "as is" without any express or implied warranties. Past performance is not a guarantee of future results. All investments involve a degree of risk, including the risk of loss. Content posted by Palisades on social media may not be reproduced in any form, or referred to in any other publication, without express written permission from Palisades.
Content posted by Palisades on social media may contain links to third-party websites only as a convenience, and the inclusion of such links does not imply any endorsement, approval, investigation, verification or monitoring by Palisades of any content or information contained within or accessible from the linked websites. While Palisades makes every attempt to provide links only to those websites that it thinks are trustworthy and accurate, it cannot be responsible for the content or accuracy of the information presented on those websites. Palisades specifically disclaims any liability for any loss or damages which you may incur, directly or indirectly, as a result of your use of such websites. Palisades reserves the right to terminate a link to a third-party website at any time. Palisades is not subject to any obligations of confidentiality regarding information submitted to it through any Palisades social media page or otherwise through any social media platform.
Third-Party Posts on a Palisades Social Media Page
While Palisades may monitor third-party content posted on any Palisades social media page, such content is not reviewed before being displayed. Third-party content posted on any Palisades social media page represent the viewpoint of the third-party and are the responsibility of the third-party. Palisades cannot guarantee the appropriateness, accuracy or usefulness of any third-party content or of any third-party hyperlink, nor is Palisades responsible for any unauthorized or copyrighted materials posted by a third-party on any Palisades social media page. Palisades reserves the right to remove or edit any third-party content on any Palisades social media page that are inappropriate or that violate (or may violate) applicable regulations.
Palisades does not post or otherwise disseminate statements relating to current or former clients’ positive experiences with or endorsements of Palisades, and Palisades expects you to refrain from making such posts on any Palisades social media page. You should limit your posts on any Palisades social media page to investment themes rather than commenting, positively or negatively, on Palisades, its products, services or personnel. Although Palisades’ clients may follow this account, this should not be interpreted as a testimonial regarding any client’s experience with Palisades.
Any descriptions of, references to, or links to other products, publications or services do not constitute an endorsement, authorization, sponsorship by, or affiliation with Palisades with respect to any hyperlinked site or its sponsor, unless expressly stated by Palisades. Palisades expressly disclaims any responsibility for the posts, the accuracy of the information, and/or quality of products or services provided by or advertised on these third-party sites, as posted by third parties on any Palisades social media page.
Use Social Media Platforms at Your Own Risk
Palisades is in no way affiliated with any social media site and has no responsibility for any social media site’s operations and services. Palisades and its respective affiliates, directors, officers, or employees are not liable for any direct, indirect, incidental, consequential, punitive or special damages arising out of or in any way connected with your access or use of, or inability to access or use, a social media platform, any Palisades social media page thereon or reliance on any Palisades content posted thereon or any failure of performance, interruption, defect, delay in transmission, computer viruses or other harmful components, or line or system failure associated with a social media platform or any Palisades social media page thereon. Use of a social media platform or any Palisades social media page thereon is at your own risk.
Privacy Policy
Palisades is not responsible for the terms of use or privacy policies of any social media platform on which Palisades content may appear, including on any Palisades social media page. For additional information regarding account security and privacy, refer to the Palisades Privacy Policy, which is available on the Palisades website.
For additional information about Palisades or to contact Palisades, please visit www.palisades.us.com.